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October 2025, question 5

Broker Compliance · Broker licensing and duties

Which ONE of the following is NOT required to be maintained by a broker as evidence of their registration for, attendance at, or completion of the qualifying continuing broker education?

  1. The location where the broker completed the qualifying continuing broker education.
  2. The name of the entity or person who provided the qualifying continuing broker education.
  3. The date(s) the broker attended the qualifying continuing broker education.
  4. The date(s) the broker received proof of completing the qualifying continuing broker education.
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CBP's answer: D. D: The date(s) the broker received proof of completing the qualifying continuing broker education.

Section 111.102(d)(1) lists what the broker keeps: title of the education, provider name, dates attended, credits accrued, location, and documentation received from the provider. The date the broker received proof of completion is not on the list, so D is the item not required.

The date(s) attended; 19 CFR 111.102(d)(1)(iii)
The location of the qualifying continuing broker education; and 19 CFR 111.102(d)(1)(v)
The name of the provider or host of the qualifying continuing broker education; 19 CFR 111.102(d)(1)(ii)

Search for: retain the following information and documentation

CBP's key cites: 19 CFR 111.102(d)(1)(i)

Question and key from CBP's October 2025 exam and answer key. The walk-through is ours; quotes are from the pinned editions in the reference viewer (HTSUS 2026 Basic, 19 CFR 2025 edition).